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Compliance & AI Dispatch

What's changing in Canadian AI regulation and what it means for your practice.

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What you get

Regulatory radar

What changed across CIRO, PIPEDA, CSA, and Quebec Law 25, translated for practising advisors.

One deep dive

One practical AI-compliance topic per issue. A five-minute read.

Independent

Written by an independent developer, not a product company with a sales team.

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Issues

  1. Issue 1August 4, 2026

    The record outlasts the arrangement

    Oversight of mutual fund dealer representatives in Quebec moved to CIRO on 4 July, and files about earlier conduct moved with it. What that means for records written under arrangements that have since changed, plus the three retention clocks in one table.

Who writes this

The Dispatch is written by Sandra Lyne, founder of Northern Catalyst and creator of Meeting Notes Pro. Northern Catalyst builds documentation tools for Canadian financial advisors. It is not a financial advisor, not a compliance consultancy, and not a vendor with a sales team.