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Posts tagged “Meeting Documentation”

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What CIRO Requires in Meeting Documentation (2026)

What CIRO Requires in Meeting Documentation (2026)

CIRO's five-factor suitability standard and Staff Notice 31-368 show what meeting documentation must demonstrate. The gap is smaller than you think.

CIROComplianceFinancial AdvisorsMeeting DocumentationCanada
20 min read
August 5, 2026
Does CIRO Allow AI Meeting Notes?

Does CIRO Allow AI Meeting Notes?

CIRO has no formal AI policy, but the 2026 Compliance Report signals exactly what examiners will ask about AI in your practice.

CIROAIComplianceFinancial AdvisorsMeeting DocumentationCanada
10 min read
April 4, 2026
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Compliance & AI Dispatch

Once a month: what is changing across CIRO, PIPEDA, and Quebec Law 25, and what it means for advisors using AI tools. A five-minute read.

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