7 posts found
Tax season doesn't break documentation systems. It reveals the ones that were already fragile. That's a systems problem, and systems problems have systems solutions.
Three confidence gaps compliance officers need closed before approving AI. Data defensibility, vendor longevity, and advisor risk understanding.
CIRO's five-factor suitability standard and Staff Notice 31-368 show what meeting documentation must demonstrate. The gap is smaller than you think.
RRSP season does not create documentation debt. It reveals the gap between what your systems were designed to handle and what February demands.
From one advisor's frustration with ChatGPT to a compliance-first meeting notes tool built from the ground up for Canadian financial advisors.
Safe AI starts with four questions, not a tool recommendation. A practical compliance framework for Canadian financial advisors.
A practical starting point for advisors who want honest guidance, not hype. AI doesn't threaten what makes you valuable. It threatens what makes you busy.
